-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HuiBoBJexYGyp2HK8aNTLyxrHoU8fFGPCF+UeFh2kk6GgkkV1b9KeAU9FilWZMqB FE1GycWf4oiTReRsTeHwrA== 0000950124-04-000409.txt : 20040212 0000950124-04-000409.hdr.sgml : 20040212 20040211180126 ACCESSION NUMBER: 0000950124-04-000409 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040212 GROUP MEMBERS: ALKIN CO. GROUP MEMBERS: CARL W. KUCSERA GROUP MEMBERS: DAVID KLOSTERMAN GROUP MEMBERS: DAVID R. BOVEE GROUP MEMBERS: KARL F. STORRIE GROUP MEMBERS: MARY L. JOHNSON GROUP MEMBERS: MILTON D. KNISS GROUP MEMBERS: ORSCHELN INDUSTRIES FOUNDATION, INC. GROUP MEMBERS: S.A. JOHNSON GROUP MEMBERS: SCOTT D. RUED GROUP MEMBERS: WILLIAM L. ORSCHELN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DURA AUTOMOTIVE SYSTEMS INC CENTRAL INDEX KEY: 0001016177 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 383185711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-47581 FILM NUMBER: 04587652 BUSINESS ADDRESS: STREET 1: 4508 IDS CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123422311 MAIL ADDRESS: STREET 1: 4508 IDS CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: J2R CORP CENTRAL INDEX KEY: 0000901767 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 4508 IDS CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123322335 MAIL ADDRESS: STREET 1: 4508 IDS CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55402 SC 13G/A 1 k82863a8sc13gza.htm AMENDMENT #8 TO SCHEDULE 13G sc13gza
 

         
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 8)*

Dura Automotive Systems, Inc.


(Name of Issuer)

Class A Common Stock, par value $.01 per share


(Title of Class of Securities)

265903 10 4


(CUSIP Number)

December 31, 2003


(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     
o Rule 13d-1(b)
o Rule 13d-1(c)
x Rule 13d-1(d)

*  The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

SEC 1745 (12-02)


 

     
CUSIP No. 265903 10 4 13 G Page 2

  1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
 
Alkin Co.


  2. Check the Appropriate Box if a Member of a Group (See Instructions)
 

     (a)   o

     (b)   x


  3. SEC Use Only


  4. Citizenship or Place of Organization

Delaware; U.S.


  5.   Sole Voting Power
     
    0
Number of   6.   Shared Voting Power
Shares     0 (See Item 4)
Beneficially      
Owned by Each   7.   Sole Dispositive Power
Reporting     0
Person    
With:   8.   Shared Dispositive Power
    0 (See Item 4)

  9. Aggregate Amount Beneficially Owned by Each Reporting Person
 
0 (See Item 4)

  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
o

  11. Percent of Class Represented by Amount In Row (9)
 
0.0%


  12. Type of Reporting Person (See Instructions)
 
CO

 









 

     
CUSIP No. 265903 10 4 13 G Page 3 of Pages

  1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
 
William L. Orschein


  2. Check the Appropriate Box if a Member of a Group (See Instructions)
 

     (a)   o

     (b)   x


  3. SEC Use Only


  4. Citizenship or Place of Organization

U.S.


  5.   Sole Voting Power
     
    0
Number of   6.   Shared Voting Power
Shares     0 (See Item 4)
Beneficially      
Owned by Each   7.   Sole Dispositive Power
Reporting     0
Person    
With:   8.   Shared Dispositive Power
    0 (See Item 4)

  9. Aggregate Amount Beneficially Owned by Each Reporting Person
 
0 (See Item 4)

  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
o

  11. Percent of Class Represented by Amount In Row (9)
 
0.0%


  12. Type of Reporting Person (See Instructions)
 
IN

 









 

     
CUSIP No. 265903 10 4 13 G Page

  1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
 
Orschein Industries Foundation, Inc.


  2. Check the Appropriate Box if a Member of a Group (See Instructions)
 

     (a)   o

     (b)   x


  3. SEC Use Only


  4. Citizenship or Place of Organization

Missouri; U.S.


  5.   Sole Voting Power
     
    0
Number of   6.   Shared Voting Power
Shares     0 (See Item 4)
Beneficially      
Owned by Each   7.   Sole Dispositive Power
Reporting     0
Person    
With:   8.   Shared Dispositive Power
    0 (See Item 4)

  9. Aggregate Amount Beneficially Owned by Each Reporting Person
 
0 (See Item 4)

  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
 

  11. Percent of Class Represented by Amount In Row (9)
 
0.0%


  12. Type of Reporting Person (See Instructions)
 
CO

 









 

     
CUSIP No. 265903 10 4 13 G Page 5

  1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
 
J2R Corporation


  2. Check the Appropriate Box if a Member of a Group (See Instructions)
 

     (a)   o

     (b)   x


  3. SEC Use Only


  4. Citizenship or Place of Organization

Delaware


  5.   Sole Voting Power
     
    None
Number of   6.   Shared Voting Power
Shares     98,211 (See Item 4)
Beneficially      
Owned by Each   7.   Sole Dispositive Power
Reporting     None
Person    
With:   8.   Shared Dispositive Power
    98,211 (See Item 4)

  9. Aggregate Amount Beneficially Owned by Each Reporting Person
 
98,211 (See Item 4)

  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
  x

  11. Percent of Class Represented by Amount In Row (9)
 
0.6%


  12. Type of Reporting Person (See Instructions)
 
CO

 









 

     
CUSIP No. 265903 10 4 13 G Page 6

  1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
 
S. A. Johnson


  2. Check the Appropriate Box if a Member of a Group (See Instructions)
 

     (a)   o

     (b)   x


  3. SEC Use Only


  4. Citizenship or Place of Organization

U.S.


  5.   Sole Voting Power
     
    None
Number of   6.   Shared Voting Power
Shares     315,379 (See Item 4)
Beneficially      
Owned by Each   7.   Sole Dispositive Power
Reporting     None
Person    
With:   8.   Shared Dispositive Power
    315,379 (See Item 4)

  9. Aggregate Amount Beneficially Owned by Each Reporting Person
 
315,379 (See Item 4)

  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
  x

  11. Percent of Class Represented by Amount In Row (9)
 
1.8%


  12. Type of Reporting Person (See Instructions)
 
IN

 









 

     
CUSIP No. 265903 10 4 13 G Page 7

  1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
 
Mary L. Johnson


  2. Check the Appropriate Box if a Member of a Group (See Instructions)
 

     (a)   o

     (b)   x


  3. SEC Use Only


  4. Citizenship or Place of Organization

U.S.


  5.   Sole Voting Power
     
    None
Number of   6.   Shared Voting Power
Shares     98,211 (See Item 4)
Beneficially      
Owned by Each   7.   Sole Dispositive Power
Reporting     None
Person    
With:   8.   Shared Dispositive Power
    98,211 (See Item 4)

  9. Aggregate Amount Beneficially Owned by Each Reporting Person
 
98,211 (See Item 4)

  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
  x

  11. Percent of Class Represented by Amount In Row (9)
 
0.6%


  12. Type of Reporting Person (See Instructions)
 
IN

 









 

     
CUSIP No. 265903 10 4 13 G Page 8

  1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
 
Scott D. Rued


  2. Check the Appropriate Box if a Member of a Group (See Instructions)
 

     (a)   o

     (b)   x


  3. SEC Use Only


  4. Citizenship or Place of Organization

U.S.


  5.   Sole Voting Power
     
    None
Number of   6.   Shared Voting Power
Shares     143,711 (See Item 4)
Beneficially      
Owned by Each   7.   Sole Dispositive Power
Reporting     None
Person    
With:   8.   Shared Dispositive Power
    143,711 (See Item 4)

  9. Aggregate Amount Beneficially Owned by Each Reporting Person
 
143,711 (See Item 4)

  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
  x

  11. Percent of Class Represented by Amount In Row (9)
 
0.9%


  12. Type of Reporting Person (See Instructions)
 
IN

 









 

     
CUSIP No. 265903 10 4 13 G Page 9

  1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
 
David R. Bovee


  2. Check the Appropriate Box if a Member of a Group (See Instructions)
 

     (a)   o

     (b)   x


  3. SEC Use Only


  4. Citizenship or Place of Organization

U.S.


  5.   Sole Voting Power
     
    None
Number of   6.   Shared Voting Power
Shares     180,785 (See Item 4)
Beneficially      
Owned by Each   7.   Sole Dispositive Power
Reporting     None
Person    
With:   8.   Shared Dispositive Power
    180,785 (See Item 4)

  9. Aggregate Amount Beneficially Owned by Each Reporting Person
 
180,785 (See Item 4)

  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
  x

  11. Percent of Class Represented by Amount In Row (9)
 
1.1%


  12. Type of Reporting Person (See Instructions)
 
IN

 









 

     
CUSIP No. 265903 10 4 13 G Page 10

  1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
 
David P. Klosterman


  2. Check the Appropriate Box if a Member of a Group (See Instructions)
 

     (a)   o

     (b)   x


  3. SEC Use Only


  4. Citizenship or Place of Organization

U.S.


  5.   Sole Voting Power
     
    None
Number of   6.   Shared Voting Power
Shares     32,000 (See Item 4)
Beneficially      
Owned by Each   7.   Sole Dispositive Power
Reporting     None
Person    
With:   8.   Shared Dispositive Power
    32,000 (See Item 4)

  9. Aggregate Amount Beneficially Owned by Each Reporting Person
 
32,000 (See Item 4)

  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
  x

  11. Percent of Class Represented by Amount In Row (9)
 
0.2%


  12. Type of Reporting Person (See Instructions)
 
IN

 









 

     
CUSIP No. 265903 10 4 13 G Page 11

  1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
 
Milton D. Kniss


  2. Check the Appropriate Box if a Member of a Group (See Instructions)
 

     (a)   o

     (b)   x


  3. SEC Use Only


  4. Citizenship or Place of Organization

U.S.


  5.   Sole Voting Power
     
    None
Number of   6.   Shared Voting Power
Shares     151,512 (See Item 4)
Beneficially      
Owned by Each   7.   Sole Dispositive Power
Reporting     None
Person    
With:   8.   Shared Dispositive Power
    151,512 (See Item 4)

  9. Aggregate Amount Beneficially Owned by Each Reporting Person
 
151,512 (See Item 4)

  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
  x

  11. Percent of Class Represented by Amount In Row (9)
 
0.9%


  12. Type of Reporting Person (See Instructions)
 
IN

 









 

     
CUSIP No. 265903 10 4 13 G Page 12

  1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
 
Carl W. Kucsera


  2. Check the Appropriate Box if a Member of a Group (See Instructions)
 

     (a)   o

     (b)   x


  3. SEC Use Only


  4. Citizenship or Place of Organization

U.S.


  5.   Sole Voting Power
     
    None
Number of   6.   Shared Voting Power
Shares     22,833 (See Item 4)
Beneficially      
Owned by Each   7.   Sole Dispositive Power
Reporting     None
Person    
With:   8.   Shared Dispositive Power
    22,833 (See Item 4)

  9. Aggregate Amount Beneficially Owned by Each Reporting Person
 
22,833 (See Item 4)

  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
  x

  11. Percent of Class Represented by Amount In Row (9)
 
0.1%


  12. Type of Reporting Person (See Instructions)
 
IN

 









 

     
CUSIP No. 265903 10 4 13 G Page 13

  1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
 
Karl F. Storrie


  2. Check the Appropriate Box if a Member of a Group (See Instructions)
 

     (a)   o

     (b)   x


  3. SEC Use Only


  4. Citizenship or Place of Organization

U.S.


  5.   Sole Voting Power
     
    None
Number of   6.   Shared Voting Power
Shares     703,468 (See Item 4)
Beneficially      
Owned by Each   7.   Sole Dispositive Power
Reporting     None
Person    
With:   8.   Shared Dispositive Power
    703,468 (See Item 4)

  9. Aggregate Amount Beneficially Owned by Each Reporting Person
 
703,468 (See Item 4)

  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
  x

  11. Percent of Class Represented by Amount In Row (9)
 
4.0%


  12. Type of Reporting Person (See Instructions)
 
IN

 










 

     
Item 1(a)   Name of Issuer:
     
    Dura Automotive Systems, Inc. (the “Company”)
     
Item 1(b)   Address of Issuer’s Principal Executive Offices:
     
    2791 Research Drive
    Rochester Hills, Michigan 48309
     
Item 2(a)   Names of Persons Filing:
     
    Alkin Co.
    William L. Orscheln
    Orscheln Industries Foundation, Inc.
    (Such persons are collectively referred to as the “Alkin Reporting Persons.”)
     
    J2R Corporation
    S.A. Johnson
    Mary L. Johnson
    Scott D. Rued
    (Such persons are collectively referred to as the “J2R Reporting Persons.”)
     
    David R. Bovee
    David P. Klosterman
    Milton D. Kniss
    Carl W. Kucsera
    Karl F. Storrie
    (Such persons are collectively referred to as the “Management Reporting Persons.”)
     
    (The Alkin Reporting Persons, J2R Reporting Persons and Management Reporting Persons may each be referred to individually as a “Reporting Person,” or collectively as “Reporting Persons.”)
     
    As of December 31, 2003, the Alkin Reporting Persons no longer hold any legal or beneficial interest in any shares of the Company’s Common Stock.
     
    As of December 31, 2003, J2R Corporation (“J2R”) was the record owner of the 98,211 shares of common stock covered in part by this joint statement and set forth on the cover page naming J2R as a Reporting Person (the “J2R Shares”). The J2R Shares consist exclusively of the Company’s Class B Common Stock, par value $0.01 per share, which is convertible on a 1-for-1 basis into shares of Class A Common Stock at the holder’s option, as well as under certain circumstances, as set forth in the Company’s charter. S.A. Johnson is a Director, the President and a controlling stockholder of J2R. Mary

 


 

     
    Johnson is a stockholder of J2R. Scott D. Rued is a Vice President and stockholder of J2R. Mr. Johnson is a Director of the Company. Mr. Rued is Chairman of the Board and a Director of the Company.
     
    This statement is filed jointly by the Alkin Reporting Persons, the J2R Reporting Persons and the Management Reporting Persons pursuant to Rule 13d-1(d) promulgated under Section 13 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Alkin Reporting Persons are filing this statement solely to report that they no longer hold any legal or beneficial interest in the Company’s Common Stock. The J2R Reporting Persons and the Management Reporting Persons may each respectively be deemed to constitute a “group” for purposes of Section 13(d)(3) under the Exchange Act. The J2R Reporting Persons and the Management Reporting Persons may also collectively be deemed to constitute a “group” for purposes of Section 13(d)(3) along with the other parties to the Stockholders Agreement (as defined in Item 4). Each of the J2R Reporting Persons and the Management Reporting Persons expressly disclaims that they have agreed to act as a group other than as specifically described in this statement.
     
Item 2(b)   Address of Principal Business Office or, if none, Residence:
     
    The principal business address of the Alkin Reporting Persons is 2000 U.S. Highway 63 South, Moberly, MO 65270.
     
    The principal business address of the J2R Reporting Persons is c/o Hidden Creek Industries, 4508 IDS Center, Minneapolis, MN 55402.
     
    The principal business address of the Management Reporting Persons is c/o Dura Automotive Systems, Inc., 2791 Research Drive, Rochester Hills, MI 48309-3571.
     
Item 2(c)   Citizenship:
     
    Alkin Co. and J2R are corporations organized under the laws of the state of Delaware. Orscheln Industries Foundation, Inc. is a corporation organized under the laws of the state of Missouri. All of the other Alkin Reporting Persons, J2R Reporting Persons and Management Reporting Persons are individuals who are citizens of the United States.
     
Item 2(d)   Title of Class of Securities:
     
    Class A Common Stock, par value $.01 per share.
     
Item 2(e)   CUSIP No.:
     
    265903 10 4

2


 

     
Item 3   If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:
     
    This statement is filed pursuant to Rule 13d-1(d). As such, the listed alternatives are not applicable.
     
Item 4   Ownership:
     
    (a) Amount Beneficially Owned:
     
    J2R is the direct beneficial owner of the J2R Shares. Mr. Johnson is the direct beneficial owner of 9,668 shares of Class B Common Stock. Certain of the J2R Reporting Persons are also the direct beneficial owners of vested options to purchase the following number of shares of Class A Common Stock: Mr. Johnson — 207,500; and Mr. Rued — 45,500. As officers and/or stockholders of J2R, each of the J2R Reporting Persons who are individuals may be deemed to be a beneficial owner of the J2R Shares. Messrs. Johnson and Rued and Ms. Johnson each expressly disclaims beneficial ownership of the J2R Shares, and the filing of this form shall not constitute an admission that any of such individuals is, for purposes of Section 13(d) or 13(g) of the Exchange Act or otherwise, the beneficial owner of such securities.
     
    Each of the Management Reporting Stockholders is the direct beneficial owner of the number of shares of Class B Common Stock and Class A Common Stock listed beside such person’s name as set forth on Schedule A hereto. The shares of Class A Common Stock listed on Schedule A includes vested options to purchase the following number of shares of Class A Common Stock: Mr. Bovee — 158,750; Mr. Kniss — 131,250; Mr. Kucsera — 1525; and Mr. Storrie — 627,500.
     
    The Company, the J2R Reporting Persons and the Management Reporting Persons have entered into an agreement (the “Stockholders Agreement,” dated August 13, 1996, as amended on July 1, 1997) with Onex DHC LLC (“Onex”), the Company’s largest shareholder, which provides, among other things, that the Management Reporting Persons shall vote their shares of Class A Common Stock and Class B Common Stock (collectively “Common Stock”) in the same manner as the shares held by Onex are voted. In addition, J2R and Messrs. Johnson and Rued have entered into a separate agreement (the “Investor Stockholders Agreement,” dated August 13, 1996) with Onex to vote their shares of Common Stock as directed by Onex, and to grant Onex certain first offer rights in connection with private sales of Common Stock.
     
    As members to the Stockholders Agreement, each of the J2R Reporting Persons and the Management Reporting Persons could be deemed to be a beneficial owner of the aggregate number of shares

3


 

     
    held by such parties and by Onex, which is approximately 1,646,150 shares of Class B Common Stock and 1,250,240 shares of Class A Common Stock, or approximately 14.6% of the outstanding Class A Common Stock on a converted basis. Each of the J2R Reporting Persons and the Management Reporting Persons expressly disclaims beneficial ownership of the shares owned by other parties to the Stockholders Agreement, including each others’, and the filing of this form shall not constitute an admission that any of such persons is, for purposes of Section 13(d) or 13(g) of the Exchange Act or otherwise, the beneficial owner of such securities.
     
    As members of the Investor Stockholders Agreement, each of J2R and Messrs. Johnson and Rued could be deemed to be the beneficial owner of the aggregate number of shares held by such parties and by Onex, which is approximately 1,517,792 shares of Class B Common Stock and 288,000 shares of Class A Common Stock, or approximately 9.6% of the outstanding Class A Common Stock on a converted basis. Each of J2R and Messrs. Johnson and Rued expressly disclaims beneficial ownership of the shares owned by other parties to the Stockholders Agreement, including each others’, and the filing of this form shall not constitute an admission that any of such persons are, for purposes of Section 13(d) or 13(g) of the Exchange Act or otherwise, the beneficial owners of such securities.
     
    (b) Percent of Class: (Based on 16,734,228 shares of Class A Common Stock outstanding as of December 31, 2003, plus a certain additional amount which accounts for that respective Reporting Person’s shares of Class B Common Stock on a converted basis plus the number of vested options to purchase shares of Class A Common Stock held by such Reporting Person.)
     
    Reference is made hereby to Box 11 (subject to Box 10) of the Cover Page for each respective Reporting Person for purposes of disclosing the percent of the class owned by such Reporting Person.
     
    (c) Number of Shares as to which such person has:
     
    (i) Sole power to vote or direct the vote:
    (ii) Shared power to direct the vote:
    (iii) Sole power to dispose of or to direct the disposition of:
    (iv) Shared power to dispose of or direct the disposition of:
     
    Reference is made hereby to Boxes 5,6,7 and 8 (subject to Box 10) of the Cover Page for each respective Reporting Person for purposes of disclosing the number of shares to which such Reporting Person has sole or shared voting or dispositive power. Reference is also made to Items 2(a) and 4(a) of this Schedule for a description of the shares beneficially owned by, and relationships, if any, existing between, the parties.

4


 

     
Item 5   Ownership of Five Percent or Less of a Class:
     
    If this statement is filed to report the fact that as of the date hereof, the Reporting Persons have ceased to be the beneficial owners of more than five percent of the class of securities, check the following [ X ]
     
    As of December 31, 2003, the Alkin Reporting Persons no longer hold any legal or beneficial interest in any shares of the Company’s Common Stock and are no longer deemed to be a member of a “group” for purposes of Section 13(d)(3). This Item 5 is checked solely as to the Alkin Reporting Persons.
     
Item 6   Ownership of More Than Five Percent on Behalf of Another Person:
     
    Not applicable
     
Item 7   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company:
     
    Not applicable
     
Item 8   Identification and Classification of Members of the Group:
     
    Not applicable
     
Item 9   Notice of Dissolution of Group:
     
    Not applicable
     
Item 10   Certification:
     
    Not applicable

5


 

EXHIBITS AND APPENDICES

     
Exhibit I   Joint Filing Agreement among the Reporting Persons pursuant to Rule 13d-1(f) under the Securities Exchange Act of 1934, as amended.
     
Schedule A   Shares of Common Stock Owned By the Management Stockholders

 


 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

         
Date: February 11, 2004   Alkin Co.
 
         
 
    By:   /s/ William L. Orscheln

 
    Its:   President

 


 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

     
Date: February 11, 2004    
 
     
 
    /s/ William L. Orscheln

William L. Orscheln

 


 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

         
Date: February 11, 2004   Orscheln Industries Foundation, Inc.
 
         
 
    By:   /s/ William L. Orscheln

 
    Its:   Treasurer

 


 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

         
Date: February 11, 2004   J2R Corporation
 
         
 
    By:   /s/ S.A. Johnson

 
    Its:   President

 


 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

     
Date: February 11, 2004    
 
     
 
    /s/ S.A. Johnson

S.A. Johnson

 


 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

     
Date: February 11, 2004    
 
     
 
    /s/ Mary L. Johnson

Mary L. Johnson

 


 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

     
Date: February 11, 2004    
 
     
 
    /s/ Scott D. Rued

Scott D. Rued

 


 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

     
Date: February 11, 2004    
 
     
 
    /s/ David R. Bovee

David R. Bovee

 


 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

     
Date: February 10, 2004    
 
     
 
    /s/ David P. Klosterman

David P. Klosterman

 


 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

     
Date: February 11, 2004    
 
     
 
    /s/ Milton D. Kniss

Milton D. Kniss

 


 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

     
Date: February 10, 2004    
 
     
 
    /s/ Carl W. Kucsera

Carl W. Kucsera

 


 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

     
Date: February 11, 2004    
 
     
 
    /s/ Karl F. Storrie

Karl F. Storrie

 


 

EXHIBIT I

SCHEDULE 13G JOINT FILING AGREEMENT

The undersigned and each other person executing this joint filing agreement (this “Agreement”) agree as follows:

(i) The undersigned and each other person executing this Agreement are individually eligible to use the Schedule 13G to which this Exhibit is attached and such Schedule 13G is filed on behalf of the undersigned and each other person executing this Agreement; and

(ii) The undersigned and each other person executing this Agreement are responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of the undersigned or any other person executing this Agreement is responsible for the completeness or accuracy of the information statement concerning any other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate.

This Agreement may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which, taken together, shall constitute one and the same instrument.

* * * * * *

             
Date: February 11, 2004        
 
             
 
Alkin Co.   J2R Corporation
 
             
 
By:   /s/ William L. Orscheln

  By:   /s/ S.A. Johnson

 
Its:   President

  Its:   President
 
    /s/ William L. Orscheln

William L. Orscheln
      /s/ S.A. Johnson

S.A. Johnson
 
            /s/ Mary L. Johnson

Mary L. Johnson
 
    Orscheln Industries
Foundation, Inc.
      /s/ Scott D. Rued

Scott D. Rued
By:   /s/ William L. Orscheln

       
 
Its:   Treasurer        

 


 

             
 
    /s/ David R. Bovee

David R. Bovee
       
 
             
 
    /s/ David P. Klosterman

David P. Klosterman
       
 
             
 
    /s/ Milton D. Kniss

Milton D. Kniss
       
 
             
 
    /s/ Carl W. Kucsera

Carl W. Kucsera
       
 
    /s/ Karl F. Storrie

Karl F. Storrie
       

 


 

Schedule A

Shares of Common Stock Owned By the Management Stockholders

                         
    Class B Shares     Class A Shares     Total  
   
   
   
 
David R. Bovee
    11,308       169,477 (1)     180,785  
David P. Klosterman
    31,250       750       32,000  
Milton D. Kniss
    8,961       142,551 (2)     151,512  
Carl W. Kucsera
    21,308       1,525 (3)     22,833  
Karl F. Storrie
    55,531       647,937 (4)     703,468  

(1)   Consists of 158,750 vested options to purchase Class A shares and 10,727 vested restricted stock units under the Company’s Deferred Income Leadership Stock Purchase Plan.

(2)   Consists of 131,250 vested options to purchase Class A shares, 50 shares owned directly and 11,251 vested restricted stock units under the Company’s Deferred Income Leadership Stock Purchase Plan.

(3)   Consists of 1,525 vested options to purchase Class A shares.

(4)   Consists of 4,400 shares owned directly, 627,500 vested options to purchase Class A shares and 16,037 vested restricted stock units under the Company’s Deferred Income Leadership Stock Purchase Plan.

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